Rule of Law in Austria

Wiki-Markup_Original Contribution by Harald Eberhard and Konrad Lachmayer. Contact: Dr Harald Eberhard, Austrian Constitutional Court, Judenplatz 11, 1010 Vienna \ [harald.eberhard@univie.ac.at\]. Dr Konrad Lachmayer, University of Vienna, Department for Constitutional and Administrative Law, Schottenbastei 10-16, 1010 Vienna \ [konrad.lachmayer@univie.ac.at\]. _

I. General remarks

In a comparative law perspective (Wieser 2005: 85), the Austrian Constitution can be seen as a ”flexible constitution” (Gamper 2008: 96). This goes hand in hand with those concepts of constitutional law that qualify this level of law as a kind of a formal rule of the political process (“Spielregelverfassung”) (Walter et al. 2007: para 3 ss, 146). An extensive use of modifying and thereby fragmenting constitutional law, which describes the status of Austrian constitutional law exactly, challenges the role of constitutional law to give a stable framework for this process (Öhlinger 2005: 274 ss). A lot of so called “constitutional provisions”, which do not contain substantive constitutional questions, do in fact add numerous administrative details to the core documents of Austrian constitutional law. This practice of creating constitutional law became very common in Austria and lead led to more than 1.300 constitutional provisions in ordinary laws. As a result, it is common sense in the scientific community that this situation of constitutional law affects its functioning as a basic order of a society in a very intriguing manner (Eberhard / Lachmayer 2008: 113 ss).

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This confirms a two level perspective of Austrian constitutional law in which the basic principles of constitutional law are understood as super-constitutional law and – in a hierarchical perspective (Stufenbau) – are ranked higher than “conventional” constitutional law (Öhlinger 2009: para. 13 ss, 62 ss). Thus, constitutional law is divided into “ordinary” constitutional law and basic principles of constitutional law. This distinction between the two levels of constitutional law is legally justified by the different way of the creation of these two levels of constitutional law. The legislative process to enact ordinary constitutional law requires a two thirds consensus in both chambers of the Austrian parliament and the denotation of this specific Act or provision as constitutional law (Art 44 para 1 B-VG: “Constitutional laws or constitutional provisions contained in simple laws can be passed by the National Council only in the presence of at least half the members and by a two thirds majority of the votes cast; they shall be explicitly specified as such (‘constitutional law’, ‘constitutional provision’).”). The level of basic principles of the constitution can only be amended by a so called total revision (“Gesamtänderung”) of the Austrian Constitution. This total revision demands, additionally to the normal requirements of a legislative procedure of an ordinary constitutional law act, a referendum of the Austrian people (Art 44 para 3 B‑VG: “Any total revision of the Federal Constitution shall upon conclusion of the procedure pursuant to Art. 42 above but before its authentication by the Federal President be submitted to a referendum by the entire nation, whereas any partial revision requires this only if one third of the members of the National Council or the Federal Council so demands.”) (Öhlinger 2009: para. 64s64 s; Walter et al.  2007: para. 146).

Wiki-MarkupThe Rule of Law commonly is understood as such a basic principle of Austrian constitutional law (the other basic principles are the principles of democracy, the federal concept of the Austrian state, separation of powers, human rights and the presidential \ [non monarchic\] design of the Austrian government). These basic principles result from a systematic interpretation of the Austrian Constitution and cannot be derived from a single provision of it.

II. The formal dimension of the Rule of Law

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This provision establishes – as a first pillar – the supremacy of the law in the way that all administrative acts have to comply with the law (“Vorrang des Gesetzes”). As the second pillar of the principle of legality_, _ the “reservation of law” (“Vorbehalt des Gesetzes”) can be qualified. This means that the entire public administration may only take action on the basis of an explicit legal authorization. The legal power of the administration depends on the legitimized acts of the elected Parliament. Thus, the administration cannot create general statutes but only has to execute these Acts of Parliament. As an exception from this principle, Art 18 para 2 of the Austrian Constitution enables every administrative authority to issue (general) ordinances on the basis of legislative acts within their respective sphere of competence. This power of each administrative body cannot be excluded by a legislative act since it is a competence of the administration granted by the constitution itself (Öhlinger 2009: para. 580 ss). Nevertheless, the right to implement such executive regulations is restricted in the way that these ordinances only have to specify the contents of legislative acts but cannot create new obligations of the citizens not contained in an act of the Parliament.

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This requirement of accordance to higher law is also valid with regard to constitutional law itself. The climax of these developments was a judgement of the Austrian Constitutional Court in 2001 (Official Collection of the Judgments Judgements of the Austrian Constitutional Court (VfSlg) 16.327/2001), when the court declared – for the first time – a constitutional provision itself as unconstitutional. A constitutional provision in the Federal Public Procurement Act contradicted the basic constitutional principles of democracy and the Rechtsstaat. The relevant constitutional provision determined that the federal provisions regarding the allocation of powers of public procurement authorities “have to be regarded not as unconstitutional”. The Austrian Constitutional Court considered this provision as unconstitutional itself because it withdrew a whole legal area (regarding public procurement) from the constitutional control of the Constitutional Court. Thus, the provision contradicted the Rule of Law principle. Moreover, the People of Austria would lose their position to legitimate a total revision in the sense of Art 44 para 3 B-VG if such a constitutional provision is enacted without a referendum.

Another important element of the Rule of Law relates to the separation of powers. The controlling system of independent courts and other independent administrative authorities can only be qualified as effective if the competent authority is not linked to the controlling authority in an organisational or functional way (Öhlinger 2009: para. 598ss598 ss). Thus, the system of checks and balances between different state authorities (with regard to the administration and the judiciary) is an essential element of the Rule of Law.

Finally, the Rule of Law is also enshrined in the system of human rights. Human rights commonly are seen as a pillar of the liberal basic principle (Öhlinger 2009: para. 75ss75 ss) of the Austrian Constitution, but we have to perceive that the effectiveness of the system of legal protection also and foremost implies the effectiveness of the human rights system (Machacek 1994: 22 ss). In fact, the jurisdiction of the Constitutional Court developed important aspects of the Rule of Law with regard to the principle of proportionality and the so called “allgemeines Sachlichkeitsgebot” (general principle of reasonableness) derived from the equality clause (Art 7 para 1 Austrian Constitution: „All nationals (Austrian citizens) are equal before the law.“) which means that every provision has to be justified by reasonable grounds (Öhlinger2009: para. 765 ffss; Stelzer 2009: 100 s). In a substantive perspective, the Rule of Law only seems to be realized if the whole legal order is not only based on legislative acts but also if these acts comply with other constitutional directives such as an effective control over them and the principle of proportionality which means that they do not restrict the legal position of affected individuals all to much.

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