...
Article
...
40
...
Record
...
keeping
...
1.
...
Member
...
States
...
shall
...
require
...
supply
...
undertakings
...
to
...
keep
...
at
...
the
...
disposal
...
of
...
the
...
national
...
authorities,
...
including
...
the
...
national
...
regulatory
...
authority,
...
the
...
national
...
competition
...
authorities
...
and
...
the
...
Commission,
...
for
...
the
...
fulfilment
...
of
...
their
...
tasks,
...
for
...
at
...
least
...
five
...
years,
...
the
...
relevant
...
data
...
relating
...
to
...
all
...
transactions
...
in
...
electricity
...
supply
...
contracts
...
and
...
electricity
...
derivatives
...
with
...
wholesale
...
cus
...
tomers
...
and
...
transmission
...
system
...
operators.
...
2.
...
The
...
data
...
shall
...
include
...
details
...
on
...
the
...
characteristics
...
of
...
the
...
relevant
...
transactions
...
such
...
as
...
duration,
...
delivery
...
and
...
settlement
...
rules,
...
the
...
quantity,
...
the
...
dates
...
and
...
times
...
of
...
execution
...
and
...
the
...
trans
...
action
...
prices
...
and
...
means
...
of
...
identifying
...
the
...
wholesale
...
customer
...
concerned,
...
as
...
well
...
as
...
specified
...
details
...
of
...
all
...
unsettled
...
electricity
...
supply
...
contracts
...
and
...
electricity
...
derivatives.
...
3.
...
The
...
regulatory
...
authority
...
may
...
decide
...
to
...
make
...
available
...
to
...
market
...
participants
...
elements
...
of
...
that
...
information
...
provided
...
that
...
commercially
...
sensitive
...
information
...
on
...
individual
...
market
...
players
...
or
...
individual
...
transactions
...
is
...
not
...
released.
...
This
...
paragraph
...
shall
...
not
...
apply
...
to
...
information
...
about
...
financial
...
instruments
...
which
...
fall
...
within
...
the
...
scope
...
of
...
Directive
...
2004/39/EC.
...
4.
...
To
...
ensure
...
the
...
uniform
...
application
...
of
...
this
...
Article,
...
the
...
Com
...
mission
...
may
...
adopt
...
Guidelines
...
which
...
define
...
the
...
methods
...
and
...
arrangements
...
for
...
record
...
keeping
...
as
...
well
...
as
...
the
...
form
...
and
...
content
...
of
...
the
...
data
...
that
...
shall
...
be
...
kept.
...
Those
...
measures,
...
designed
...
to
...
amend
...
non-essential
...
elements
...
of
...
this
...
Directive
...
by
...
supplementing
...
it,
...
shall
...
be
...
adopted
...
in
...
accordance
...
with
...
the
...
regulatory
...
procedure
...
with
...
scrutiny
...
referred
...
to
...
in
...
Article
...
46(2).
...
5.
...
With
...
respect
...
to
...
transactions
...
in
...
electricity
...
derivatives
...
of
...
sup
...
ply
...
undertakings
...
with
...
wholesale
...
customers
...
and
...
transmission
...
sys
...
tem
...
operators,
...
this
...
Article
...
shall
...
apply
...
only
...
once
...
the
...
Commission
...
has
...
adopted
...
the
...
Guidelines
...
referred
...
to
...
in
...
paragraph
...
4.
...
6.
...
The
...
provisions
...
of
...
this
...
Article
...
shall
...
not
...
create
...
additional
...
obligations
...
towards
...
the
...
authorities
...
referred
...
to
...
in
...
paragraph
...
1
...
for
...
entities
...
falling
...
within
...
the
...
scope
...
of
...
Directive
...
2004/39/EC.
...
7.
...
In
...
the
...
event
...
that
...
the
...
authorities
...
referred
...
to
...
in
...
paragraph
...
1
...
need
...
access
...
to
...
data
...
kept
...
by
...
entities
...
falling
...
within
...
the
...
scope
...
of
...
Directive
...
2004/39/EC,
...
the
...
authorities
...
responsible
...
under
...
that
...
Directive
...
shall
...
provide
...
them
...
with
...
the
...
required
...
data.
...
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{tip:title=Quelle und Stand des Gesetzes}
[Directive |http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2009:211:0055:0093:EN:PDF]\\
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